Series 7 (~242 items)
The General Securities Representative Exam (GSRE)
FINRA – Financial Industry Regulatory Authority
260 questions, 250 count – 2 sessions (130 questions each)
6 hours – 2 sessions (3 hours each)
at least 72% to pass
Breakdown:
70 questions (28%)
Provides Customers with Information on Investments and Makes Suitable Recommendations
68 questions (27%)
Seeks Business for the Broker-Dealer through Customers and Potential Customers
58 questions (23%)
Obtains and Verifies Customer's Purchase and Sales Instructions, Enters Orders, and Follows Up
27 questions (11%)
Evaluates Customers' Other Security Holdings, Financial Situation and Needs, Financial Status, Tax Status, and Investment Objectives
27 questions (11%)
Opens Accounts, Transfers Assets, and Maintains Appropriate Account Records
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